Submissions
to journals
Journal-specific
information:
- Submissions to Journal of the American
Mathematical Society: Please use the online
submission form; this will be faster and more direct than
submitting the paper to me. I will assume
that the first author listed is the corresponding author. Some
additional submission information can be found here. Note that JAMS sets very high standards for
its articles (comparable to Annals or Inventiones), and in fact rejects 80%-90% of its submissions,
including many good and otherwise publishable research papers. If you do not think it likely that your peer
reviewers will rate your submission as within the top 10%-20% of papers
in the field, then I would not recommend sending your submission to
JAMS, in the interests of rapid publication of your paper (it generally
takes at least six months for JAMS to reach a decision on a submission). We are currently experiencing severe
backlog problems, and thus are declining all papers longer
than 50 pages (except in truly extraordinary circumstances)
and will be applying particularly stringent
standards to papers just below this threshold. In
particular, we cannot guarantee that any given paper, even one of the
highest quality, will necessarily be
accepted for publication for JAMS at this time. [NB:
please do not offer to artificially compress your paper below the 50
page limit, or to otherwise satisfy the letter of this rule rather than
its spirit. At this point in time, a lengthy paper is probably
best processed by a journal other than JAMS.] For
submissions regarding major unsolved problems (Riemann hypothesis, Navier-Stokes, Goldbach,
etc.) please read on to the bottom of this page.
- Submissions to the American
Journal of Mathematics: Submission by email (in
DVI, PS, or PDF format) is greatly preferred and will be processed much
faster than a print submission. Please
specify “AJM” in the subject header and cc: your submission to ajm@math.jhu.edu as they will
handle all the technical details of the submission process. AJM is a generalist journal; papers of
an overly specialized and technical nature should be sent to a more
focused journal (e.g. Dynamics of PDE).
- Submissions to Dynamics of Partial Differential
Equations: Once again, submission by email (in
DVI, PS, or PDF format) is greatly preferred. Please
specify “Dynamics of PDE” in the subject header and cc: your submission
to an editor-in-chief such as Charles Li (cli@math.missouri.edu).
- Submissions to International
Mathematical Research Surveys: IMRS articles are
by invitation only; we do not accept unsolicited submissions.
General
advice on submissions:
- Proofread and double-check
your paper before submission.
Nobody, least of all referees, enjoys a paper which is badly
written and full of errors. Even if the
result itself is first-class, a cavalier attitude to expository or
accuracy issues (or the presumption that it is solely up to the editor
and referee, rather than the author, to
address these issues) will negatively impact both the referee reports
on the paper, and the editor’s final decision on the paper. In particular, having an error discovered
after the submission process, which then necessitates sending a revised
version onward to the referee, tends to tie up a lot of time and thus
slow down an already sluggish process. Investing
some time before submission to try to eradicate these sorts of problems
(and to give the paper one last polish, in the meantime) is usually
well worth it; it earns the goodwill of the editor and referee, thus
speeding up the published process, and also improves the final product.
- Submit a final draft, not
a first draft. This is a
corollary to the previous point. If you
are still finding typographical or other errors in the paper while
reading it, or if you are still adding results and commentary to the
paper, then it is not yet time to submit the paper to a journal. Even if you are for some reason in a hurry to
publish your paper, a poorly prepared paper will have a greater chance
of rejection, may incur demands for major revisions, and will in
general slow down the processing of your paper to the extent that it
would have been faster to wait until the paper was in a more final form
before submission.
- Use the introduction to
“sell” the key points of your paper.
Every now and then, I see an author upset at a rejection of
a paper because the referee “clearly did not grasp the key point of the
paper”. In many cases this is because the
key point is not stated prominently enough in the introduction, instead
being buried in a footnote, an obscure remark, a lemma, or even not
explicitly mentioned at all. This can be
as much the fault of the author as it is of the referee; it is
incumbent on the author to state as clearly as possible what the
merits, novelties, and ramifications of the paper are, and the fact
that an expert in the field could read the introduction and not see
these is a sign that the introduction is not yet of publication quality. In particular, the introduction should spend
some time comparing and contrasting the paper to other literature, and
demonstrate why the paper’s results and techniques are new,
interesting, and/or surprising given this context.
For instance, if new difficulties had to be resolved here
which were not present in previous work, or if counterexamples indicate
that the result or proof cannot be improved in various obvious
directions (e.g. by dropping a hypothesis, strengthening a conclusion,
or by using a simpler method in the literature), then these points need
to be made prominently. The introduction
should also clearly state (or at least paraphrase) the main results of
the paper, and ideally should also outline how and where these results
are to be proved.
- Submit to an appropriate
journal. It is always
tempting to submit a paper to a prestigious journal, but if the paper
makes only a borderline case for publication in this journal, then the
net result may be a lengthy process, critical reviews holding the paper
to a very high standard, and ultimate rejection of the paper. For instance, with JAMS, a paper really has to
do something that makes referees excited and enthusiastic; a paper
which is merely a good, solid application of mostly standard techniques
to solve a moderately interesting problem will unfortunately have a
rather low probability of being accepted into JAMS, even if it would
have been readily published elsewhere. Similarly,
a journal devoted to research mathematics is unlikely to accept any
paper whose primary focus lies in recreational mathematics, physics,
philosophy, biology, computer science, or anything else outside the
scope of research mathematics.
- Write professionally. (This advice is mainly for first-time authors.) A journal article is going to be a permanent
record of your work; thus it is important that these articles are as
professionally written as possible, so as not to cause embarrassment
several years from now. Thus the majority
of the paper should be objective and factually based; informal remarks
and opinions are permissible, but should be clearly labeled as such to
distinguish them from formal, rigorous assertions.
(For instance, they can be placed in footnotes.) Overly philosophical, witty, or otherwise
“clever” comments should generally be avoided (they may not seem so
clever to you ten years from now). Papers
need to have a properly formatted title, abstract, introduction, and
bibliography. The references should be
current, showing all recent related work; even if these works are not
directly used in your paper, a comparison between your approach and
others in the literature is expected. These
references should be cited within the text whenever appropriate, giving
an accurate assignment of credit, provenance, and precedence. The standard format for mathematical papers is
TeX, AMSTeX, or LaTeX;
other formats such as Word or Mathematica
can cause technical difficulties (and will ultimately need to be
converted to a TeX format), and so
should be avoided. Spelling and grammar
should be checked, especially if the language used (most probably
English) is not one’s native language; in such cases, one might
consider using spell-checking software.
- Organize the paper. Some thought should be given as to the logical
layout of the paper; a stream-of-consciousness format, in which results
are presented in the order in which they occurred to the author, are
generally a very bad idea, as they project an image of carelessness and
are hard to follow (or enjoy) by readers or referees.
For instance, peripheral results which are not strictly
necessary to the main argument should be moved to remarks, footnotes or
discussion sections. Results which are
necessary to the main argument, but which are very different in nature
from the rest of the paper (e.g. they use material from a different
field of mathematics, or consist entirely of dull computations), may be
placed in an appendix. Each time there is
a major turning point in the argument, or a shift to a different
component of the argument, one should start a new section; conversely,
a collection of closely related facts should probably be placed within
a single section. Whenever possible, each major milestone in the
argument should be formalized in a self-contained and prominently
located proposition or theorem, in order to facilitate a “high-level”
understanding of the argument, and to allow the reader to mentally
divide the argument into simpler non-interacting components. Try to group related sections together; thus
for instance, the statement and proof of lemma X should ideally be
placed close to where lemma X is actually used (especially if the lemma
is only used once in the entire paper). Of
course, executing all of these suggestions may require some initial
planning and thought, and possibly some significant reshuffling of the
paper from its first draft, but with modern text editors (and
especially with LaTeX, which has automatic
theorem numbering and similar tools to facilitate this reshuffling)
this is not as difficult as it used to be, and it does significantly
increase the readability (and hence influence) of your paper.
- Motivate the paper. A paper should not just be a sequence of
formulae or logical steps. It should also
be organized and motivated in such a way that the reader is always
aware what the near-term and long-term objectives of any portion of the
paper are, how the current arguments are advancing towards these goals,
how crucial they are to those goals, and why the claimed results at
each step are at least plausible (or if they are surprising, to
indicate exactly why and how they are surprising).
Informal, heuristic, or motivational reasoning is therefore
very welcome, but should be clearly indicated as such to distinguish it
from formal, rigorous reasoning (for instance, these portions of the
paper can be placed in remarks or footnotes).
At the start of each section, it is often a good idea to
give a brief paragraph describing the purpose of that section. For instance, if a section is devoted to
proving a key milestone in the paper, the milestone can be stated near
the start of the section, next to a discussion as to why this milestone
is important and perhaps a brief sketch as to how one is going to prove
it in this section.
- Use good notation. Good notation can make the difference between
a readable paper and an unreadable one. Such
notation should emphasize the most important parameters and features of
a mathematical expression or statement, while downplaying the routine
or uninteresting parameters and features. For
instance, if one does not care much about the exact values of constants
in estimates, then notation which conceals these constants (such as \lesssim, \ll, or
O()) are useful; conversely, these notations should be avoided if the
precise values of these constants are of importance to the paper. Notation which is used globally should be
defined in a notation section near the front of the paper, or in the
introduction; notation which is only used locally (e.g. within a single
section, or within a proof of a single lemma) should be defined close
to where it is used (possibly with a reminder that this notation is not
used elsewhere in the paper; this is helpful when there are many
sections, each with their own extensive notation. Note
that notation or statements which are introduced within a proof of a
lemma are already understood to be localized to that lemma; it is bad
form to then recall that notation or statement outside of that lemma,
except perhaps as a remark or as motivation). In
some cases it is worthwhile to define the notation once near the start
of the paper, and then recall it whenever necessary.
One should strive to make one’s choices of notation
compatible and consistent with notation already in the literature, so
that the readers who are already familiar with prior notation will
adapt easily to your paper and will not be confused.
There is an issue of where to strike the balance between too
little notation and too much notation. A
good rule of thumb is that any expression or concept which is used
three or more times will probably benefit from introducing some
notation to capture that expression or concept; conversely, an
expression which is only used once probably does not need its own
special notation. (An exception would be
for particularly crucial theorems or propositions in the paper; here it
might be worthwhile to invest in some notation in order to make the
statement of those theorems clean and readable.)
- Describe the results
accurately. A paper
should neither understate nor overstate its main results.
If the main result is very surprising or a substantial
breakthrough compared with the previous literature, these facts should
be noted (and justified in detail, for instance by explicit comparison
with prior results, examples, and conjectures). Conversely,
if there are unsatisfactory aspects to the result (e.g. hypotheses too
strong, or conclusions a little weaker than expected) these should also
be stated honestly and openly, e.g. “We do not know if hypothesis H is
actually necessary”. Similarly, it is
worth noting down any interesting open questions remaining after your
result. If you are using a famous unsolved conjecture (or the prior
work of famous mathematicians) to motivate your
own work, one should give a candid evaluation of the extent to which
your work truly represents progress towards that conjecture (or is
truly related to the prior work), so as to
avoid the impression of “false advertising” or “name-dropping”. If for some reason you need to assert a
non-trivial statement without proof or citation, it should be made
clear that you are doing so (e.g. “It can be shown that…” or “Although
we will not need or prove this fact here…”), so that the reader does
not then hunt through the rest of your paper for the non-existent
justification of that statement. Titles of
sections should be descriptive (e.g. “Proof of the decomposition lemma”
or “An orthogonality argument”), as
opposed to uninformative (e.g. “Step 2” or “Some technicalities”).
- Give appropriate amounts
of detail. A paper
should dwell at length on the most important, innovative, and crucial
components of the paper, and be brief on the routine, expected, and
standard components of the paper. In
particular, a paper should identify which of its components are the
most interesting. Note that this means
interesting to experts
in the field, and not just interesting to yourself; for instance, if you
have just learnt how to prove a standard lemma which is well known to
the experts and already in the literature, this does not mean that you
should provide the standard proof of this standard lemma, unless this
serves some greater purpose in the paper (e.g. by motivating a less
standard lemma). Conversely, some
computations which you are very familiar with, but are not widely known
in the field, should be expounded on detail, even if these details are
“obvious” to you due to your extensive work in this area.
Some further advice on mathematical exposition:
Editorial
policy on submissions concerning famous problems
As JAMS editor, I receive a large number of
submissions regarding
either famous open problems (e.g. Riemann hypothesis, Goldbach
conjecture, Navier-Stokes regularity,
etc.), or
famous theorems (Fermat’s last theorem, Four-color theorem,
Cantor’s theorem, Goedel’s theorem,
etc.). Such papers are
held to an exceptionally high standard, and doubly so for a premier
journal
such as JAMS; extraordinary claims require extraordinary evidence,
especially
in view of the very many failed attempts to prove these types of
problems. In order to conserve limited
refereeing
resources, and to avoid possible embarrassment and damage to reputation
for the
submitter, I am thus imposing extremely strict quality standards on any
such
submission. In order to even be sent to
a referee, any such submission must
- Be fully proofread and checked to be free of
errors of any sort (mathematical or otherwise);
- Be completely finalized in form;
- Adhere to all professional mathematical
writing standards (see the previous section of this web page);
- Demonstrate full awareness of relevant recent
literature.
Any submission which does not attempt to
satisfy these requirements in
good faith will be rejected without refereeing.
All such decisions
will be final. I
will not consider any further revisions or resubmissions beyond the
first when
it comes to these sorts of submissions; it has to be perfect the first
time, or
it will not be considered at all.
Due to many existing time constraints, I will
be unable to assist any
prospective submitters with help in improving their mathematical
exposition. If you are not a practicing
research mathematician, my advice would be to first build up experience
(and
credibility) by working on less famous problems in the same area, in
order to
practice exposition skills, to learn basic techniques and literature,
and to
avoid common errors in the field. You
may also wish to seek out a professional mathematician in your local
area to
collaborate or discuss mathematics with.
See also my career
advice page.